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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-02-14 |
| TX | RA | APPROVED_RES | 2025-02-07 |
Branch Locations
14321 North Northsight Blvd., Scottsdale, AZ 85260 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | Akron | OH | 08/2016 | 12/2016 |
| Jp Morgan Securities Llc | Columbus | OH | 12/2016 | 09/2019 |
| Morgan Stanley | Columbus | OH | 09/2019 | 03/2020 |
| Pnc Investments, Llc | Westerville | OH | 03/2020 | 12/2020 |
| Gerber, Llc | Columbus | OH | 01/2021 | 07/2022 |
| Dew Wealth Management, Llc | Hilliard | OH | 07/2022 | 01/2024 |
| Breakaway Wealth Planning | Hilliard | OH | 03/2022 | 09/2022 |
| Breakaway Wealth Planning, Llc | Columbus | OH | 02/2022 | 01/2025 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 12/2024 | Present |
| Capella University | Columbus | OH | 11/2019 | 06/2020 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 12/2024 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 12/2024 | Present |
| Intuit | Scottsdale | AZ | 01/2026 | Present |
NAME OF BUSINESS: INTUIT NON-INVESTMENT-RELATED ADDRESS: SCOTTSDALE, AZ NATURE OF BUSINESS: TAX PREPARATION POSITION: TAX PREPARER START DATE: 01/2026 APPROXIMATE HOURS/MONTH: 80 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ASSISTING CLIENTS WITH PREPARING TAXES
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-02-04 |
| S66 | Uniform Combined State Law Examination | 2016-12-19 |
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