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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-08-26 |
| TX | RA | APPROVED | 2015-08-26 |
Branch Locations
888 San Clemente Drive, Newport Beach, CA 92660 • United States
Laguna Niguel, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Newport Beach | CA | 08/2015 | Present |
1) Wesley Sutton/ investment related?: yes/ 3322 Calle La Veta, San Clemente, CA, 92672/ Landlord/ start date: 6/11/2021 2) El Niguel Country Club, Laguna Niguel CAUnited States-92677, Country Club - Golf, Sport & Leisure Facilities, Member of Board of directors, Yes, as member of the committee, Start date-7/1/2023. 3) JBWS Construction, Residential construction, Proprietor / owner, Co-owner of residential construction company. Estimated monthly time spent 5-10 hours, start date-5/31/2021, Laguna NiguelCA United States-92677.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-10 |
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