Thien Le

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-08-15
MO	RA	APPROVED	2025-07-16

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Nylife Securities Llc	Schaumburg	IL	09/2019	05/2020
New York Life Insurance Company	Schaumburg	IL	09/2019	05/2020
Unemployed	Chicago	IL	12/2018	08/2019
Ninjatrader Brokerage	Chicago	IL	11/2012	11/2018
Jpmorgan Chase Bank, N.A.	Auburn	CA	09/2020	04/2023
J.P. Morgan Securities Llc	Auburn	CA	09/2020	04/2023
Unemployed	Antelope	CA	06/2020	08/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Saint Louis	MO	05/2025	Present
California Department Of Corrections And Rehabilitation	Folsom	CA	05/2023	07/2024
Unemployed	St. Louis	MO	08/2024	04/2025
Bank Of America, N.A.	Saint Louis	MO	07/2025	Present

09/2019 → 05/2020

Nylife Securities Llc

Schaumburg, IL
09/2019 → 05/2020

New York Life Insurance Company

Schaumburg, IL
12/2018 → 08/2019

Unemployed

Chicago, IL
11/2012 → 11/2018

Ninjatrader Brokerage

Chicago, IL
09/2020 → 04/2023

Jpmorgan Chase Bank, N.A.

Auburn, CA
09/2020 → 04/2023

J.P. Morgan Securities Llc

Auburn, CA
06/2020 → 08/2020

Unemployed

Antelope, CA
05/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Saint Louis, MO
05/2023 → 07/2024

California Department Of Corrections And Rehabilitation

Folsom, CA
08/2024 → 04/2025

Unemployed

St. Louis, MO
07/2025 → Present

Bank Of America, N.A.

Saint Louis, MO

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-07-16
S63	Uniform Securities Agent State Law Examination	2020-10-30

Other Firms