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Brian Anthony Roemke

Focus Partners Wealth, LLC

Indianapolis, IN

St. Louis, MO

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Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-07-02
  • IN RA
    APPROVED
    Since 2024-07-02

Branch Locations

600 E. 96Th St Suite 130, Indianapolis, IN 46240 • United States

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc Indianapolis IN 01/2016 04/2018
Prudential Insurance Company Of America Indianapolis IN 05/2016 04/2018
Buckingham Strategic Wealth, Llc Clayton MO 04/2018 07/2024
Focus Partners Wealth ,Llc Clayton MO 07/2024 Present
  • 01/2016 → 04/2018
    Pruco Securities, Llc
    Indianapolis, IN
  • 05/2016 → 04/2018
    Prudential Insurance Company Of America
    Indianapolis, IN
  • 04/2018 → 07/2024
    Buckingham Strategic Wealth, Llc
    Clayton, MO
  • 07/2024 → Present
    Focus Partners Wealth ,Llc
    Clayton , MO
Previous Registrations
  • 2018-04-27 → 2024-11-14
    Buckingham Strategic Wealth, Llc
    Indianapolis, IN
    St Louis, MO
  • 2016-10-27 → 2018-04-18
    Pruco Securities, Llc.
    Indianapolis, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-06
S63 Uniform Securities Agent State Law Examination 2016-04-30
  • S65 Uniform Investment Adviser Law Examination
    2016-09-06
  • S63 Uniform Securities Agent State Law Examination
    2016-04-30
Other Names
  • Brian Roemke

View on SEC IAPD

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SANCTUARY ADVISORS, LLC · Indianapolis, IN
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NORTHWEST FINANCIAL SERVICES INC · INDIANAPOLIS, IN
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