Brian Anthony Roemke

Employer firm

Focus Partners Wealth, LLC CRD 159289

$182B regulatory AUM 1,500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 04/2018
  Pruco Securities, Llc
  Indianapolis, IN
• 05/2016 → 04/2018
  Prudential Insurance Company Of America
  Indianapolis, IN
• 04/2018 → 07/2024
  Buckingham Strategic Wealth, Llc
  Clayton, MO
• 07/2024 → Present
  Focus Partners Wealth ,Llc
  Clayton , MO

Previous Registrations

• 2018-04-27 → 2024-11-14
  Buckingham Strategic Wealth, Llc
  Indianapolis, IN
  St Louis, MO
• 2016-10-27 → 2018-04-18
  Pruco Securities, Llc.
  Indianapolis, IN

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-09-06
• S63 Uniform Securities Agent State Law Examination
  2016-04-30

Other Names

• Brian Roemke