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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-04-05 |
Branch Locations
925 Broadbeck Dr, Newbury Park, CA 91320 • United States
3059 Townsgate Rd 4Th Fl/Ste 400 [Ld-Rbo], Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Newbury Park | CA | 01/2016 | 11/2016 |
| Wells Fargo Bank, Na | Newbury Park | CA | 07/1989 | Present |
| Wells Fargo Clearing Services, Llc | Newbury Park | CA | 11/2016 | Present |
POWER OF ATTORNEY FOR MOTHER, INV RELATED, SAN ANTONIO, TX, START: 1/28/2019, 0 HRS/MONTH, 0 HRS DURING TRADING.; EXECUTRIX FOR AUNT, INV RELATED, SAN ANTONIO, TX, START: 6/1/2021, 0 HRS/MONTH, 0 HRS DURING TRADING.; POWER OF ATTORNEY FOR AUNT, INV RELATED, SAN ANTONIO, TX, START: 6/1/2021, 0 HRS/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-10 |
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