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220 South 6Th Street Suite 300, Minneapolis, MN 55402-1418 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-06-01 |
| MI | RA | APPROVED | 2025-10-24 |
| OH | RA | APPROVED | 2024-11-25 |
Branch Locations
220 S. Sixth Street Suite 300, Minneapolis, MN 55402-4505 • UNITED STATES
1785 Indian Wood Circle, Maumee, OH 43537 • United States
220 South 6Th Street Suite 300, Minneapolis, MN 55402-1418 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Columbus | OH | 01/2016 | 12/2018 |
| Jp Morgan Securities, Llc | Findlay | OH | 12/2018 | 01/2020 |
| Jp Morgan Chase Bank, N.A. | Findlay | OH | 12/2018 | 01/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Perrysburg | OH | 01/2020 | 06/2021 |
| Bank Of America, N.A. | Perrysburg | OH | 02/2020 | 06/2021 |
| Massmutual Life Insurance Co | Toledo | OH | 08/2021 | 04/2022 |
| Mml Investors Services, Llc | Toledo | OH | 08/2021 | 04/2022 |
| Unemployed | Gibsonburg | OH | 06/2021 | 08/2021 |
| Fidelity Investments | Ann Arbor | MI | 04/2022 | 11/2024 |
| Cliftonlarsonallen Wealth Advisors, Llc | Maumee | OH | 11/2024 | Present |
OBA-68382|OrgNmn:niversity of Toledo COBI Alumni Association Board of |Org Addr:Toledo,Ohio,US|OBA Nature:Alumni association for the col|Invst Rel:N|Title:President of the Board of Directo|Duties:Helping with ideas to engage alumni and lead meetings of the board.|StrtDt:01-30-24|TotHrs/mon:1|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-21 |
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