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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-12
  • TX RA
    APPROVED
    Since 2024-11-12

Branch Locations

12555 Manchester Road, St. Louis, MO 63131 • United States

Aubrey, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Army Grand Prairie TX 10/2014 05/2022
Sunset Concepts Dallas TX 04/2015 10/2016
Amn Healthcare Coppell TX 10/2016 03/2017
Td Ameritrade Fort Worth TX 04/2017 06/2017
Essilor Usa Dallas TX 10/2017 04/2018
Morgan Stanley Dallas TX 07/2018 07/2020
Fidelity Brokerage Services Llc Westlake TX 07/2020 09/2021
Fidelity Personal And Workplace Advisors Westlake TX 07/2020 09/2021
Jpmorgan Chase Bank, Na Plano TX 10/2021 11/2024
Jp Morgan Securities Llc Plano TX 10/2021 11/2024
Edward Jones St Louis MO 11/2024 Present
  • 10/2014 → 05/2022
    Us Army
    Grand Prairie, TX
  • 04/2015 → 10/2016
    Sunset Concepts
    Dallas, TX
  • 10/2016 → 03/2017
    Amn Healthcare
    Coppell, TX
  • 04/2017 → 06/2017
    Td Ameritrade
    Fort Worth, TX
  • 10/2017 → 04/2018
    Essilor Usa
    Dallas, TX
  • 07/2018 → 07/2020
    Dallas, TX
  • 07/2020 → 09/2021
    Fidelity Brokerage Services Llc
    Westlake, TX
  • 07/2020 → 09/2021
    Fidelity Personal And Workplace Advisors
    Westlake, TX
  • 10/2021 → 11/2024
    Jpmorgan Chase Bank, Na
    Plano, TX
  • 10/2021 → 11/2024
    Plano, TX
  • 11/2024 → Present
    St Louis, MO
Previous Registrations
  • 2022-05-21 → 2024-11-05
    Plano, TX
    Plano, TX
    Plano, TX
    Plano, TX
    Aubrey, TX
  • 2020-09-16 → 2021-09-17
    Fidelity Personal And Workplace Advisors
    Westlake, TX
  • 2019-09-04 → 2020-07-27
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-30
S63 Uniform Securities Agent State Law Examination 2019-07-24
  • S65 Uniform Investment Adviser Law Examination
    2019-08-30
  • S63 Uniform Securities Agent State Law Examination
    2019-07-24
Other Names
  • Kelly Edmund Daugherty
  • Kelly Daugherty
  • Kelly E. Daugherty

View on SEC IAPD

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