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Nathan Lucas Socrates

Schwab Wealth Advisory, Inc.

Indianapolis, IN

San Francisco, CA

CRD 6603233

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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-02
IN RA APPROVED 2024-07-01
  • TX RA
    APPROVED
    Since 2026-01-02
  • IN RA
    APPROVED
    Since 2024-07-01

Branch Locations

8332 Woodfield Crossing Blvd, Indianapolis, IN 46240 • United States

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 06/2018 Present
Student Indianapolis IN 05/2016 11/2016
Meridian Digital, Llc Westfield IN 11/2016 12/2017
Student Indianapolis IN 12/2017 06/2018
Schwab Wealth Advisory, Inc. Indianapolis IN 06/2024 Present
  • 06/2018 → Present
    Charles Schwab & Co., Inc.
    Indianapolis, IN
  • 05/2016 → 11/2016
    Student
    Indianapolis, IN
  • 11/2016 → 12/2017
    Meridian Digital, Llc
    Westfield, IN
  • 12/2017 → 06/2018
    Student
    Indianapolis, IN
  • 06/2024 → Present
    Schwab Wealth Advisory, Inc.
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-29
S63 Uniform Securities Agent State Law Examination 2019-04-29
  • S66 Uniform Combined State Law Examination
    2024-06-29
  • S63 Uniform Securities Agent State Law Examination
    2019-04-29
Other Names
  • Nathan L. Socrates
  • Nate Socrates
  • Nathan L Socrates

View on SEC IAPD

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Nearby Investors

MARTIN WAYNE RICE
Michael REED Myers
BEAU MCCOY BARRETT

Nearby Offices

SANCTUARY ADVISORS, LLC · Indianapolis, IN
SANCTUARY ADVISORS, LLC · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN

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