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4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-08 |
| IN | RA | APPROVED | 2024-01-24 |
Branch Locations
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
5875 Castle Creek Pkwy N Dr Suite 300, Indianapolis, IN 46250 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Farrah Tax Group | Aurora | CO | 05/2015 | 10/2018 |
| Foundations Investment Advisors, Llc | Scottsdale | AZ | 10/2018 | 09/2023 |
| Regal Investment Advisors, Llc | Kentwood | MI | 10/2023 | 11/2023 |
| Gradient Advisors, Llc | Arden Hills | MN | 11/2023 | 01/2024 |
| Foundations Investment Advisors, Llc | Phoenix | AZ | 01/2024 | Present |
1. Absolute Wealth Management, LLC - Investment Related: Yes - Address: 11513 Allisonville Rd Fishers IN 46038 - Nature of Business: Investment Advisory Activities using a DBA name; Insurance; Accounting Services - Title or Relationship: Owner/Insurance Agent/Investment Advisor Representative - Start Date: 10/03/2023 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial and insurance services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-01 |
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