Mozart Correa Garcia

Employer firm

Umb Private Wealth Management, LLC CRD 306374

$125M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2022 → Present
  Umb Bank, N.a.
  Kansas City, MO
• 05/2026 → Present
  Umb Private Wealth Management, Llc
  Kansas City, MO
• 07/2018 → 05/2022
  Plancorp Wealth Management
  St. Louis, MO
• 10/2016 → 05/2017
  Scottrade, Inc.
  St. Louis, MO
• 06/2015 → 05/2017
  Harris-Stowe State University
  St. Louis, MO
• 07/2014 → 05/2017
  Harris-Stowe State University
  St. Louis, MO
• 07/2017 → 07/2018
  Scottrade, Inc.
  St. Louis, MO

Other Businesses

UMB Bank, N.A., investment related, 1010 Grand Blvd - 3rd FL, Kansas City, MO 64106, investment management, Investment Research Associate Sr , 05/2022, 160 hours per month; 140 hours per month during trading hours, duties include leading research efforts, managing team, providing strategic insight to support investment decisions.

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-09-22

Designations

• Chartered Financial Analyst

Other Names

• Mozart Garcia
• Mozart Correa Garcia
• Mozart Correa Garcia
• Mozart Correa Garcia