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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-03-08 |
Branch Locations
5636 Bridgetown Rd Suite H, Cincinnati, OH 45248 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Inc | Horsham | PA | 02/2016 | Present |
1) INSURANCE BROKERAGE | INVESTMENT RELATED - YES | DBA NAME: ALTENAU FINANCIAL | POSITION HELD: AGENT | ADDRESS: 5636 BRIDGETOWN RD, SUITE H, CINCINNATI, OH 45248 | START DT: 2/8/2016 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE | APPROX HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: 10-25 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 2) INVESTMENTS SERVICE REPRESENTATIVE | POSITION: EMPLOYEE | NATURE: SERVICE REPRESENTATIVE FOR THIS BOOK OF CLIENTS; INCLUDES ANNUAL REVIEWS FOR EACH CLIENT, AS WELL AS SERVICING THEIR NEEDS THROUGHOUT THE YEAR IN REGARDS TO QUESTIONS ABOUT THE ACCOUNTS, BENEFICIARY CHANGES, INVESTMENT ALLOCATION CHANGES, ETC. AS WELL AS QUESTIONS AND UPDATES REGARDING THEIR LIFE INSURANCE POLICIES. | INVESTMENT RELATED: YES | NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 25 | START DATE: 08/14/2023 | ADDRESS: 5636 BRIDGETOWN RD, STE H, CINCINNATI OH 45248, UNITED STATES | DESCRIPTION: SERVICE REPRESENTATIVE FOR THIS BOOK OF CLIENTS; INCLUDES ANNUAL REVIEWS FOR EACH CLIENT, AS WELL AS SERVICING THEIR NEEDS THROUGHOUT THE YEAR IN REGARDS TO QUESTIONS ABOUT THE ACCOUNTS, BENEFICIARY CHANGES, INVESTMENT ALLOCATION CHANGES, ETC. AS WELL AS QUESTIONS AND UPDATES REGARDING THEIR LIFE INSURANCE POLICIES. 3) INVESTMENT SERVICE REPRESENTATIVE | DBA: INDEPENDENCE FINANCIAL LLC | POSITION: EMPLOYEE | NATURE: SERVICE REPRESENTATIVE FOR THIS BOOK OF BUSINESS. INCLUDES ANNUAL REVIEWS FOR EACH CLIENT, AS WELL AS SERVICING THEIR NEEDS THROUGHOUT THE YEAR IN REGARDS TO QUESTIONS ABOUT THE ACCOUNTS, BENEFICIARY CHANGES, INVESTMENT ALLOCATION CHANGES, ETC. AS WELL AS QUESTIONS AND UPDATES REGARDING THEIR LIFE INSURANCE POLICIES | INVESTMENT RELATED: YES | NUMBER OF HOURS: 60 | SECURITIES TRADING HOURS: 40 | START DATE: 05/20/2025 | ADDRESS: 5636 BRIDGETOWN RD, STE H, CINCINNATI OH 45248 | DESCRIPTION: SERVICE REPRESENTATIVE FOR THIS BOOK OF BUSINESS. INCLUDES ANNUAL REVIEWS FOR EACH CLIENT, AS WELL AS SERVICING THEIR NEEDS THROUGHOUT THE YEAR IN REGARDS TO QUESTIONS ABOUT THE ACCOUNTS, BENEFICIARY CHANGES, INVESTMENT ALLOCATION CHANGES, ETC. AS WELL AS QUESTIONS AND UPDATES REGARDING THEIR LIFE INSURANCE POLICIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-13 |
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