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Current Employers
Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-03-08
  • OH RA
    APPROVED
    Since 2022-03-08

Branch Locations

5636 Bridgetown Rd Suite H, Cincinnati, OH 45248 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor Townsend & Kent Inc Horsham PA 02/2016 Present
  • 02/2016 → Present
    Hornor Townsend & Kent Inc
    Horsham, PA
Other Businesses

1) INSURANCE BROKERAGE | INVESTMENT RELATED - YES | DBA NAME: ALTENAU FINANCIAL | POSITION HELD: AGENT | ADDRESS: 5636 BRIDGETOWN RD, SUITE H, CINCINNATI, OH 45248 | START DT: 2/8/2016 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE | APPROX HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: 10-25 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 2) INVESTMENTS SERVICE REPRESENTATIVE | POSITION: EMPLOYEE | NATURE: SERVICE REPRESENTATIVE FOR THIS BOOK OF CLIENTS; INCLUDES ANNUAL REVIEWS FOR EACH CLIENT, AS WELL AS SERVICING THEIR NEEDS THROUGHOUT THE YEAR IN REGARDS TO QUESTIONS ABOUT THE ACCOUNTS, BENEFICIARY CHANGES, INVESTMENT ALLOCATION CHANGES, ETC. AS WELL AS QUESTIONS AND UPDATES REGARDING THEIR LIFE INSURANCE POLICIES. | INVESTMENT RELATED: YES | NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 25 | START DATE: 08/14/2023 | ADDRESS: 5636 BRIDGETOWN RD, STE H, CINCINNATI OH 45248, UNITED STATES | DESCRIPTION: SERVICE REPRESENTATIVE FOR THIS BOOK OF CLIENTS; INCLUDES ANNUAL REVIEWS FOR EACH CLIENT, AS WELL AS SERVICING THEIR NEEDS THROUGHOUT THE YEAR IN REGARDS TO QUESTIONS ABOUT THE ACCOUNTS, BENEFICIARY CHANGES, INVESTMENT ALLOCATION CHANGES, ETC. AS WELL AS QUESTIONS AND UPDATES REGARDING THEIR LIFE INSURANCE POLICIES. 3) INVESTMENT SERVICE REPRESENTATIVE | DBA: INDEPENDENCE FINANCIAL LLC | POSITION: EMPLOYEE | NATURE: SERVICE REPRESENTATIVE FOR THIS BOOK OF BUSINESS. INCLUDES ANNUAL REVIEWS FOR EACH CLIENT, AS WELL AS SERVICING THEIR NEEDS THROUGHOUT THE YEAR IN REGARDS TO QUESTIONS ABOUT THE ACCOUNTS, BENEFICIARY CHANGES, INVESTMENT ALLOCATION CHANGES, ETC. AS WELL AS QUESTIONS AND UPDATES REGARDING THEIR LIFE INSURANCE POLICIES | INVESTMENT RELATED: YES | NUMBER OF HOURS: 60 | SECURITIES TRADING HOURS: 40 | START DATE: 05/20/2025 | ADDRESS: 5636 BRIDGETOWN RD, STE H, CINCINNATI OH 45248 | DESCRIPTION: SERVICE REPRESENTATIVE FOR THIS BOOK OF BUSINESS. INCLUDES ANNUAL REVIEWS FOR EACH CLIENT, AS WELL AS SERVICING THEIR NEEDS THROUGHOUT THE YEAR IN REGARDS TO QUESTIONS ABOUT THE ACCOUNTS, BENEFICIARY CHANGES, INVESTMENT ALLOCATION CHANGES, ETC. AS WELL AS QUESTIONS AND UPDATES REGARDING THEIR LIFE INSURANCE POLICIES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-24
S63 Uniform Securities Agent State Law Examination 2018-04-13
  • S65 Uniform Investment Adviser Law Examination
    2020-07-24
  • S63 Uniform Securities Agent State Law Examination
    2018-04-13

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