Brogan Chet Walters

Employer firm

Foundations Investment Advisors LLC CRD 175083

$10.1B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 05/2020
  Fidelity Brokerage Services
  American Fork, UT
• 05/2020 → 11/2024
  Charles Schwab & Co., Inc.
  Westlake, TX
• 11/2024 → 08/2025
  Ameriprise Financial Services, Llc
  Knoxville, TN
• 08/2025 → Present
  Foundations Investment Advisors, Llc
  Knoxville, TN
• 08/2025 → Present
  Guardian Investment Advisors
  Knoxville, TN

Previous Registrations

• 2024-11-04 → 2025-08-20
  Ameriprise Financial Services, Llc
  Fort Worth, TX
  Knoxville, TN

Other Businesses

1) GUARDIAN INVESTMENT ADVISORS; INVESTMENT RELATED; 308 N PETERS ROAD SUITE 100, KNOXVILLE, TN 37922; INSURANCE PRODUCTS; INSURANCE AGENT; START DATE: 08/2025; 40 HRS/MONTH DEVOTED TO OTHER BUSINESS; 40 HRS/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HRS;RECOMMENDING INSURANCE PRODUCTS AS PART OF THE FINANCIAL PLANNING PROCESS 2) WALTERS STRATEGIC WEALTH, LLC; INVESTMENT RELATED; 1726 SCENIC DRIVE MARYVILLE, TN 37803; FP&A CONSULTANT; START DATE: 04/28/2026; 20 HRS/MONTH SPENT ON OBA; 0 HRS /MONTH SPENT ON OBA DURING SECURITIES TRADING HOURS; OFFERS FREELANCE FINANCIAL ANALYSIS AND MODELING CONSULTING SERVICES FOR SMALL BUSINESSES, ENTREPRENEURS AND STARTUPS. CLIENTS ARE SOURCED THROUGH ONLINE FREELANCE PLATFORMS,, REFERRALS, AND LOCAL BUSINESS NETWORKING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-01-27
• S63 Uniform Securities Agent State Law Examination
  2016-02-26

Designations

• Certified Financial Planner

Other Names

• Brogan Chet Walters
• Brogan Walters