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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-05-01 |
| CT | RA | APPROVED | 2024-04-25 |
Branch Locations
30 Tower Lane, Avon, CT 06001 • United States
Southwick, MA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Private Client Wealth Llc | Springfield | MA | 01/2016 | 04/2024 |
| Td Bank N.A. | Springfield | MA | 01/2016 | 04/2024 |
| Raymond James Financial Services, Inc. | Avon | CT | 04/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | Avon | CT | 04/2024 | Present |
(1)Name of Business: Southwick Regional School Address: 94 Powder Mill Rd, Southwick, MA, 01077, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: No Start Date: 05/06/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: School Council Member (2)Name of Business: B and D Wealth Management LLC Address: 30 Tower Ln, Avon, CT, 06001-4278, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 04/29/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Business Expenses - Rent, Internet, Supplies, Client entertainment, etc (3) Crescent Point Private Wealth, 30 Tower Ln Suite 345, Avon CT, Support Compan Non-Owner, 04/25/2024, HPM: 81+, HPM TH: 41+ Investment Related: No, Position/Title: Other Duties: Partner - Financial Services
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-22 |
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