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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-05-01
CT RA APPROVED 2024-04-25
  • MA RA
    APPROVED
    Since 2024-05-01
  • CT RA
    APPROVED
    Since 2024-04-25

Branch Locations

30 Tower Lane, Avon, CT 06001 • United States

Southwick, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Td Private Client Wealth Llc Springfield MA 01/2016 04/2024
Td Bank N.A. Springfield MA 01/2016 04/2024
Raymond James Financial Services, Inc. Avon CT 04/2024 Present
Raymond James Financial Services Advisors, Inc. Avon CT 04/2024 Present
Previous Registrations
Other Businesses

(1)Name of Business: Southwick Regional School Address: 94 Powder Mill Rd, Southwick, MA, 01077, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: No Start Date: 05/06/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: School Council Member (2)Name of Business: B and D Wealth Management LLC Address: 30 Tower Ln, Avon, CT, 06001-4278, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 04/29/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Business Expenses - Rent, Internet, Supplies, Client entertainment, etc (3) Crescent Point Private Wealth, 30 Tower Ln Suite 345, Avon CT, Support Compan Non-Owner, 04/25/2024, HPM: 81+, HPM TH: 41+ Investment Related: No, Position/Title: Other Duties: Partner - Financial Services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-22
  • S66 Uniform Combined State Law Examination
    2016-07-22

View on SEC IAPD

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