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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2021-10-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T. Rowe Price | Tampa | FL | 01/2016 | 06/2018 |
| Raymond James | St. Petersburg | FL | 06/2018 | 09/2021 |
| Sanford C. Bernstein & Co., Llc | Nashville | TN | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-15 |
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