Frederik Pioro

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2023-06-14

AZ RA
APPROVED

Since 2023-06-14

Branch Locations

4750 E Francisco, Phoenix, AZ 85044 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Phoenix	AZ	05/2006	Present
Charles Schwab Bank	Phoenix	AZ	09/2025	Present

05/2006 → Present

Charles Schwab & Co., Inc.

Phoenix, AZ
09/2025 → Present

Charles Schwab Bank

Phoenix, AZ

Previous Registrations

2005-10-03 → 2006-04-05

Edward Jones

St. Louis, MO

Santa Barbara, CA
2005-02-21 → 2005-10-04

Ubs Financial Services Inc.

Santa Barbara, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-02-18

S66 Uniform Combined State Law Examination

2005-02-18

Other Names

Frederik Catry

View on SEC IAPD

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews