Best Investors Account Sign in
Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-31
IL RA APPROVED 2021-06-18
  • TX RA
    APPROVED
    Since 2021-07-31
  • IL RA
    APPROVED
    Since 2021-06-18

Branch Locations

15255 S 94Th Ave, Orland Park, IL 60462 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Long Leaf Trading Group, Inc Chicago IL 09/2017 05/2018
Trading Advantage Llc Chicago IL 06/2016 08/2017
J.P. Morgan Securities Llc Chicago IL 06/2018 02/2020
Unemployed Chicago IL 05/2018 05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Northbrook IL 03/2020 Present
Depaul University Chicago IL 09/2014 08/2017
Bank Of America, N.A. Northbrook IL 05/2020 Present
  • 09/2017 → 05/2018
    Long Leaf Trading Group, Inc
    Chicago, IL
  • 06/2016 → 08/2017
    Trading Advantage Llc
    Chicago, IL
  • 06/2018 → 02/2020
    J.P. Morgan Securities Llc
    Chicago, IL
  • 05/2018 → 05/2018
    Unemployed
    Chicago, IL
  • 03/2020 → Present
    Northbrook, IL
  • 09/2014 → 08/2017
    Depaul University
    Chicago, IL
  • 05/2020 → Present
    Bank Of America, N.A.
    Northbrook, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-17
S63 Uniform Securities Agent State Law Examination 2018-10-08
  • S66 Uniform Combined State Law Examination
    2021-06-17
  • S63 Uniform Securities Agent State Law Examination
    2018-10-08
Other Names
  • Christropher J Janyk

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Orland Park, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor