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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-29
  • CA RA
    APPROVED
    Since 2025-08-29

Branch Locations

18837 Brookhurst St Suite 205, Fountain Valley, CA 92708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Coast Management Llc Santa Ana CA 01/2009 12/2017
Parkland Securities Ann Arbor MI 01/2016 12/2019
Ameriprise Financial Services, Inc Los Alamitos CA 12/2019 12/2020
Ameriprise Financial Services, Llc Irvine CA 12/2020 08/2025
Edward Jones St. Louis MO 08/2025 Present
H. Bronson Bassir Dds Inc Huntington Beach CA 01/2018 12/2018
Self Employed Los Alamitos CA 03/2016 06/2025
  • 01/2009 → 12/2017
    Morgan Coast Management Llc
    Santa Ana, CA
  • 01/2016 → 12/2019
    Parkland Securities
    Ann Arbor, MI
  • 12/2019 → 12/2020
    Ameriprise Financial Services, Inc
    Los Alamitos, CA
  • 12/2020 → 08/2025
    Irvine, CA
  • 08/2025 → Present
    St. Louis, MO
  • 01/2018 → 12/2018
    H. Bronson Bassir Dds Inc
    Huntington Beach, CA
  • 03/2016 → 06/2025
    Self Employed
    Los Alamitos, CA
Previous Registrations
Other Businesses

Tracy and Nigel Peatling Rental Property - Las Vegas Type of business: Residential Rental Property Las Vegas, NV Start date: 5/1/2024 Owner/Manager Hours per week: 75 Hours during trading: 0 Desc: Manage the property with my husband. Collect rent and handle repairs as needed.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-23
S63 Uniform Securities Agent State Law Examination 2016-02-29
  • S66 Uniform Combined State Law Examination
    2018-04-23
  • S63 Uniform Securities Agent State Law Examination
    2016-02-29
Other Names
  • Tracy Marlene Leonard
  • Tracy Marlene Peatling
  • Tracy Marlene Peatli

View on SEC IAPD

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