Tracy M Peatling

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 12/2017
  Morgan Coast Management Llc
  Santa Ana, CA
• 01/2016 → 12/2019
  Parkland Securities
  Ann Arbor, MI
• 12/2019 → 12/2020
  Ameriprise Financial Services, Inc
  Los Alamitos, CA
• 12/2020 → 08/2025
  Ameriprise Financial Services, Llc
  Irvine, CA
• 08/2025 → Present
  Edward Jones
  St. Louis, MO
• 01/2018 → 12/2018
  H. Bronson Bassir Dds Inc
  Huntington Beach, CA
• 03/2016 → 06/2025
  Self Employed
  Los Alamitos, CA

Previous Registrations

• 2020-12-08 → 2025-09-04
  Ameriprise Financial Services, Llc
  Irvine, CA
  Irvine, CA
  Westminster, CA
• 2019-12-18 → 2020-11-06
  Ameriprise Financial Services, Llc
  Los Alamitos, CA
• 2018-05-03 → 2019-12-19
  Spc
  Los Alamitos, CA
  Ann Arbor, MI

Other Businesses

Tracy and Nigel Peatling Rental Property - Las Vegas Type of business: Residential Rental Property Las Vegas, NV Start date: 5/1/2024 Owner/Manager Hours per week: 75 Hours during trading: 0 Desc: Manage the property with my husband. Collect rent and handle repairs as needed.

Exams

• S66 Uniform Combined State Law Examination
  2018-04-23
• S63 Uniform Securities Agent State Law Examination
  2016-02-29

Other Names

• Tracy Marlene Leonard
• Tracy Marlene Peatling
• Tracy Marlene Peatli