Ross Edwards Keck

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 10/2019
  Jpmorgan Securities Llc
  Indianapolis, IN
• 12/2015 → 10/2019
  Jp Morgan Chase Bank
  Indianapolis, IN
• 10/2019 → 06/2021
  Jp Morgan Chase Bank
  Greenwood Village, CO
• 10/2019 → 06/2021
  Jp Morgan Securities Llc
  Greenwood Village, CO
• 07/2021 → 02/2023
  Fidelity Investments
  Greenwood Village, CO
• 02/2023 → 11/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Greenwood Village, CO
• 04/2023 → 11/2023
  Bank Of America, N.A.
  Greenwood Village, CO
• 12/2023 → Present
  Wells Fargo Clearing Services, Llc
  Golden, CO
• 12/2023 → Present
  Wells Fargo Bank, Na
  Golden, CO

Previous Registrations

• 2023-04-04 → 2023-11-24
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Greenwood Village, CO
• 2022-01-19 → 2023-02-28
  Fidelity Personal And Workplace Advisors
  Greenwood Village, CO

Other Businesses

AMAZON FLEX; NOT INV RELATED; DENVER, CO; DELIVERY DRIVER; START 06/21/2024; 20 HOURS PER MONTH; 0 HOURS DURING TRADING; DELIVERY DRIVER.

Exams

• S66 Uniform Combined State Law Examination
  2022-01-03
• S63 Uniform Securities Agent State Law Examination
  2016-02-12

Other Names

• Ross E Keck
• Ross Keck
• Ross Edwards Keck