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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-04-23
  • NC RA
    APPROVED
    Since 2018-04-23

Branch Locations

1105 A Corporate Drive, Greenville, NC 27858 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 02/2016 06/2020
Equitable Advisors, Llc New York NY 02/2016 Present
Other Businesses

DBA: Sound Partners

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-21
S63 Uniform Securities Agent State Law Examination 2016-02-05
  • S65 Uniform Investment Adviser Law Examination
    2018-04-21
  • S63 Uniform Securities Agent State Law Examination
    2016-02-05
Other Names
  • Dan Stieh

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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