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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-15
CA RA APPROVED 2019-12-17
  • TX RA
    APPROVED
    Since 2021-01-15
  • CA RA
    APPROVED
    Since 2019-12-17

Branch Locations

367 Civic Dr Suite 8, Pleasant Hill, CA 94523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na San Francisco CA 04/2016 10/2019
Wells Fargo Clearing Services Llc San Francisco CA 06/2017 10/2019
Edward Jones Walnut Creek CA 10/2019 Present
  • 04/2016 → 10/2019
    Wells Fargo Bank Na
    San Francisco, CA
  • 06/2017 → 10/2019
    Wells Fargo Clearing Services Llc
    San Francisco, CA
  • 10/2019 → Present
    Walnut Creek, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-16
S63 Uniform Securities Agent State Law Examination 2017-09-22
  • S66 Uniform Combined State Law Examination
    2019-12-16
  • S63 Uniform Securities Agent State Law Examination
    2017-09-22

View on SEC IAPD

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