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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-09 |
| TX | RA | APPROVED | 2024-09-06 |
| MO | RA | APPROVED | 2023-11-03 |
Branch Locations
10733 Sunset Office Drive Suite 259A, Sunset Hills, MO 63127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corp | Atlanta | GA | 01/2016 | 11/2023 |
| Dow Chemical | Midland | MI | 06/2016 | 09/2017 |
| Dowdupont | Midland | MI | 09/2017 | 04/2019 |
| Dupont | Midland | MI | 04/2019 | 05/2020 |
| Butler Associates Financial Planners, Inc. | Saginaw | MI | 10/2019 | 12/2023 |
| Osaic Wealth, Inc. | St. Louis | MO | 11/2023 | Present |
1) WINSOR WEST LLC POSITION: Manager NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 8938 Crescent Beach Rd, Pigeon MI 48755, United States DESCRIPTION: This is a ~200 acre piece of farmland in Michigan that I own (via trust) with my mother. The LLC has 3000 units/shares and I own 2000, she owns 1000. This land has been in my family for generations and I purchased my portion of it from my 2 aunts (1000 sharees each) at the end of 2023. 2) SHORE GROUP ADVISORS LLC POSITION: IAR NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/01/2026 ADDRESS: 10733 Sunset Office Dr, Suite 259A, St. Louis MO 63127, United States DESCRIPTION: Sales/marketing of securities, investment advisory, and insurance products 3) SHORE GROUP ADVISORS LLC-FIXED INSURANCE POSITION: Broker NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2026 ADDRESS: 10733 Sunset Office Dr, Suite 259A, St. Louis MO 63127, United States DESCRIPTION: Sales/marketing of fixed annuities and non-variable insurance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-26 |
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