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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-09
TX RA APPROVED 2024-09-06
MO RA APPROVED 2023-11-03
  • FL RA
    APPROVED
    Since 2024-09-09
  • TX RA
    APPROVED
    Since 2024-09-06
  • MO RA
    APPROVED
    Since 2023-11-03

Branch Locations

10733 Sunset Office Drive Suite 259A, Sunset Hills, MO 63127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corp Atlanta GA 01/2016 11/2023
Dow Chemical Midland MI 06/2016 09/2017
Dowdupont Midland MI 09/2017 04/2019
Dupont Midland MI 04/2019 05/2020
Butler Associates Financial Planners, Inc. Saginaw MI 10/2019 12/2023
Osaic Wealth, Inc. St. Louis MO 11/2023 Present
  • 01/2016 → 11/2023
    Fsc Securities Corp
    Atlanta, GA
  • 06/2016 → 09/2017
    Dow Chemical
    Midland, MI
  • 09/2017 → 04/2019
    Dowdupont
    Midland, MI
  • 04/2019 → 05/2020
    Dupont
    Midland, MI
  • 10/2019 → 12/2023
    Butler Associates Financial Planners, Inc.
    Saginaw, MI
  • 11/2023 → Present
    St. Louis, MO
Previous Registrations
  • 2019-10-04 → 2023-12-19
    Butler Associates Financial Planners, Inc.
    St. Louis, MO
    Saginaw, MI
  • 2016-03-23 → 2023-11-03
    Fsc Securities Corporation
    Bad Axe, MI
    St. Louis, MO
    St. Louis, MO
Other Businesses

1) WINSOR WEST LLC POSITION: Manager NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 8938 Crescent Beach Rd, Pigeon MI 48755, United States DESCRIPTION: This is a ~200 acre piece of farmland in Michigan that I own (via trust) with my mother. The LLC has 3000 units/shares and I own 2000, she owns 1000. This land has been in my family for generations and I purchased my portion of it from my 2 aunts (1000 sharees each) at the end of 2023. 2) SHORE GROUP ADVISORS LLC POSITION: IAR NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/01/2026 ADDRESS: 10733 Sunset Office Dr, Suite 259A, St. Louis MO 63127, United States DESCRIPTION: Sales/marketing of securities, investment advisory, and insurance products 3) SHORE GROUP ADVISORS LLC-FIXED INSURANCE POSITION: Broker NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2026 ADDRESS: 10733 Sunset Office Dr, Suite 259A, St. Louis MO 63127, United States DESCRIPTION: Sales/marketing of fixed annuities and non-variable insurance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-26
  • S66 Uniform Combined State Law Examination
    2016-02-26
Designations

View on SEC IAPD

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