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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2026-02-23 |
| IL | RA | APPROVED | 2022-02-25 |
Branch Locations
1201 Wisconsin Avenue Nw, Washington, DC 20007 • United States
1779 Columbia Rd Nw, Washington, DC 20009 • United States
1913 Massachusetts Avenue, Washington, DC 20036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/2016 | 06/2017 |
| Citigroup | Highland Park | IL | 06/2017 | 10/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Northbrook | IL | 10/2018 | 03/2020 |
| Bank Of America, N.A. | Northbrook | IL | 11/2018 | 03/2020 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 09/2020 | 11/2021 |
| Cuna Mutual Group | Waverly | IA | 09/2020 | 11/2021 |
| Unemployed | Unemployed | 03/2020 | 09/2020 | |
| Pnc Investments Llc | Chicago | IL | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-14 |
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