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Anthony Phillip Johnson

Empower Advisory Group, LLC

Greenwood Village, CO

Portland, OR

CRD 6599484

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-07-08
  • OR RA
    APPROVED
    Since 2024-07-08

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Rohnert Park CA 03/2016 06/2018
Primerica Financial Services Rohnert Park CA 09/2015 06/2018
Sonoma State University Rohnert Park CA 08/2013 06/2017
Trevor Hall Trucking Inc. Whitethorn CA 07/2017 03/2018
Martial Arts Academy Bujutsu Gakuin Wushu Xueyuan Rohnert Park CA 11/2014 12/2018
Td Ameritrade Santa Rosa CA 06/2018 12/2018
Fisher Investments Camas WA 01/2019 06/2023
Jmg Financial Group, Ltd. Downers Grove IL 08/2023 03/2024
Empower Advisory Group, Llc Greenwood Village CO 04/2024 Present
  • 03/2016 → 06/2018
    Rohnert Park, CA
  • 09/2015 → 06/2018
    Primerica Financial Services
    Rohnert Park, CA
  • 08/2013 → 06/2017
    Sonoma State University
    Rohnert Park, CA
  • 07/2017 → 03/2018
    Trevor Hall Trucking Inc.
    Whitethorn, CA
  • 11/2014 → 12/2018
    Martial Arts Academy Bujutsu Gakuin Wushu Xueyuan
    Rohnert Park, CA
  • 06/2018 → 12/2018
    Td Ameritrade
    Santa Rosa, CA
  • 01/2019 → 06/2023
    Camas, WA
  • 08/2023 → 03/2024
    Downers Grove, IL
  • 04/2024 → Present
    Greenwood Village, CO
Previous Registrations
  • 2023-08-08 → 2024-03-11
    Downers Grove, IL
  • 2019-01-09 → 2023-06-09
    Plano, TX
  • 2018-07-23 → 2018-12-14
    Td Ameritrade, Inc.
    Santa Rosa, CA
  • 2018-07-23 → 2018-12-14
    Td Ameritrade Investment Management, Llc
    Santa Rosa, CA
  • 2018-04-27 → 2018-06-05
    Newark, CA
    Rohnert Park, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-11
S63 Uniform Securities Agent State Law Examination 2016-04-08
  • S65 Uniform Investment Adviser Law Examination
    2018-04-11
  • S63 Uniform Securities Agent State Law Examination
    2016-04-08
Designations
  • Certified Financial Planner
Other Names
  • Johnson Tony
  • Anthony Phillip Johnson
  • Anthony Johnson

View on SEC IAPD

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