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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-19
  • TX RA
    APPROVED
    Since 2025-10-19

Branch Locations

6101 Legacy Dr, Floor 01, Plano, TX 75024 • United States

6101 Legacy Dr, Floor 2, Plano, TX 75024 • United States

Jpmc Campus Legacy West, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Plano TX 12/2015 09/2022
J.P. Morgan Securities Llc Frisco TX 08/2025 Present
Jpmorgan Chase Bank, N.A. Frisco TX 07/2014 Present
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: PARTIAL OWNER / LANDLORD - RENTAL PROPERTY START DATE: 6/5/2017 ADDRESS: 1415 WYLIE TX. DETAILS: Rental house. HOURS DEDICATED (per month unless otherwise indicated): 4 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES Duties: administrative, maintanace of the property ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 09/10/2019 ADDRESS: 3305 PLANO TX DETAILS: 3305 PLANO, TX. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 10 HOURS DURING TRADING: 0 Duties: administrative, maintanace of the property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-16
S63 Uniform Securities Agent State Law Examination 2016-03-11
  • S66 Uniform Combined State Law Examination
    2025-10-16
  • S63 Uniform Securities Agent State Law Examination
    2016-03-11
Other Names
  • Alisa Shaykhieva

View on SEC IAPD

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