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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-19 |
Branch Locations
6101 Legacy Dr, Floor 01, Plano, TX 75024 • United States
6101 Legacy Dr, Floor 2, Plano, TX 75024 • United States
Jpmc Campus Legacy West, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Plano | TX | 12/2015 | 09/2022 |
| J.P. Morgan Securities Llc | Frisco | TX | 08/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Frisco | TX | 07/2014 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: PARTIAL OWNER / LANDLORD - RENTAL PROPERTY START DATE: 6/5/2017 ADDRESS: 1415 WYLIE TX. DETAILS: Rental house. HOURS DEDICATED (per month unless otherwise indicated): 4 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES Duties: administrative, maintanace of the property ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 09/10/2019 ADDRESS: 3305 PLANO TX DETAILS: 3305 PLANO, TX. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 10 HOURS DURING TRADING: 0 Duties: administrative, maintanace of the property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-11 |
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