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1401 4Th St Ne, Watertown, SD 57201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-09-25 |
| SD | RA | APPROVED | 2019-08-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 01/2016 | 06/2017 |
| Raymond James Financial Services, Inc. | Watertown | SD | 08/2017 | 08/2019 |
| Reliabank Dakota | Watertown | SD | 08/2017 | 08/2019 |
| Unemployed | Phoenix | AZ | 06/2017 | 08/2017 |
| Raymond James Financial Services Advisors Inc. | Watertown | SD | 03/2018 | 08/2019 |
| Big Sioux Financial, Inc. Dba Big Sioux Wealth Management | Watertown | SD | 08/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-17 |
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