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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2020-10-01
TX RA APPROVED 2018-06-06
CA RA APPROVED 2018-01-20
  • MD RA
    APPROVED
    Since 2020-10-01
  • TX RA
    APPROVED
    Since 2018-06-06
  • CA RA
    APPROVED
    Since 2018-01-20

Branch Locations

410 Severn Avenue Suite 211, Annapolis, MD 21403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Annapolis MD 01/2016 Present
Morgan Stanley Private Bank, N.A New York NY 11/2020 Present
  • 01/2016 → Present
    Morgan Stanley Smith Barney Llc
    Annapolis, MD
  • 11/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-20
  • S66 Uniform Combined State Law Examination
    2018-01-20

View on SEC IAPD

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