Best Investors
Account
Sign in
Best Investors
Account
Sign in
3061 E. La Palma Ave., Anaheim, CA 92806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-01-26 |
| FL | RA | APPROVED | 2025-05-14 |
| AZ | RA | APPROVED | 2025-02-21 |
| UT | RA | APPROVED | 2025-02-04 |
| CA | RA | APPROVED | 2025-02-03 |
| ID | RA | APPROVED | 2025-02-03 |
| NV | RA | APPROVED | 2025-02-03 |
| OR | RA | APPROVED | 2025-02-03 |
| TX | RA | APPROVED | 2025-02-03 |
| VA | RA | APPROVED | 2025-02-03 |
| WA | RA | APPROVED | 2025-02-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services | Monrovia | CA | 04/2016 | 01/2017 |
| Foresters Financial Services | Monrovia | CA | 01/2017 | 06/2018 |
| Foresters Advisory Services | Monrovia | CA | 01/2018 | 06/2018 |
| Various Insurance Carriers For W&R Insurance Agencies | Fullerton | CA | 06/2018 | 07/2021 |
| Waddell & Reed, Inc | Costa Mesa | CA | 06/2018 | 07/2021 |
| Lpl Financial Llc | Irvine | CA | 07/2021 | 06/2022 |
| Osaic Wealth, Inc. | Anaheim | CA | 06/2022 | Present |
| Chatterton & Associates | Anaheim | CA | 06/2022 | Present |
1. Osaic Wealth POSITION: Registered Representative and Insurance Agent NATURE: Selling Securities and Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 2. CHATTERTON AND ASSOCIATES POSITION: Financial Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/31/2022 ADDRESS: 3061 East La Palma Ave, Anaheim CA 92806, United States DESCRIPTION: I am a financial advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-20 |
Reach out to this advisor