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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bank | Madison | WI | 12/2015 | 02/2026 |
| U.S. Bancorp Investments, Inc. | Madison | WI | 12/2015 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Madison | WI | 02/2026 | Present |
1) Wood Candle Co LLC; Not Investment-related; Verona, WI; Making and selling candles; Owner; 9/2021; 60 hours/month; 0 hours/trading; Business owner. 2) City of Verona Planning Commission; Not Investment-Related; Verona, WI; Review all development proposals within the city; Citizen Member; 02/2022; 4 hours/month; 0 hours/trading; Review development proposals utilizing the cities master plan as a guide on accomplishing a coordinated, adjusted, and harmonious city development.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-19 |
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