Lucas Andrew Mosher

Employer firm

Sp Asset Management LLC CRD 323369

$1.90B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 11/2016
  Wells Fargo Advisors, Llc
  Menlo Park, CA
• 11/2016 → 06/2018
  Wells Fargo Clearing Services, Llc
  Menlo Park, CA
• 07/2018 → Present
  Sp Asset Management Llc
  Cupertino, CA
• 03/2024 → Present
  The Leaders Group Inc
  Littleton, CO

Previous Registrations

• 2022-07-18 → 2023-03-30
  Sp Asset Management Llc
  Cupertino, CA
  Cupertino, CA
• 2016-09-09 → 2018-06-25
  Wells Fargo Clearing Services, Llc
  Menlo Park, CA
  San Leandro, CA
• 2016-06-27 → 2016-08-25
  Nb Wealth Management Llc
  San Francisco, CA

Other Businesses

1.) SP ASSET MGMT - 7/23/2018 - 20380 Town Center Lane, Suite 2055, Cupertino, CA 95014 - Director of Operations, Operations, Invt Rel, RA business, 160 hrs/mo; 160 hrs/mo (during trading hours) 2.) INDEPENDENT INSURANCE AGENT - 10/8/2019 - 9568 Seawind Way, Newark, CA 94560 - Agent, Assist clients with fixed life insurance products, Invt Rel, Insurance business, 10 hrs/mo; 10 hrs/mo (during trading hours).

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-07-14
• S65 Uniform Investment Adviser Law Examination
  2022-07-18
• S66 Uniform Combined State Law Examination
  2016-02-24