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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-04-11 |
| FL | RA | APPROVED | 2016-02-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Coral Gables | FL | 01/2016 | Present |
| Bank Of America, N.A. | Coral Gables | FL | 02/2016 | Present |
I*1048457 For profit or not for profit: Entity Charitable Name of outside business organization: International Womens Forum Investment related: N Address of business: Washington DC, District of Columbia, 20005-2728 Nature of business: ["Charitable Organization"] Position, title, association: ["Committee"], [["Nominating committee","Other"]] Start date of relationship: 11/4/2022 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , member of the Governance and Nominating Committees
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-16 |
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