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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-05-24
PA RA APPROVED 2016-05-17
  • TX RA
    APPROVED
    Since 2016-05-24
  • PA RA
    APPROVED
    Since 2016-05-17

Branch Locations

613 Baltimore Drive Suite 202, Wilkes-Barre, PA 18702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Hazleton PA 12/2015 04/2024
Janney Montgomery Scott Llc Kingston PA 04/2024 Present
Other Businesses

Marian Sutherland Kirby Library, Mountain Top, PA; Not Investment Related; Nature: Library; Title/Position: Member, Board of Directors; Duties: Will meet on a monthly basis with other board members to discuss current issues/topics pertaining to the library and also taking part in several fund raisers throughout the year; Devotes 5 hrs./mo.; Not compensated.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-17
  • S66 Uniform Combined State Law Examination
    2016-05-17

View on SEC IAPD

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