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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-15 |
| UT | RA | APPROVED | 2025-05-15 |
Branch Locations
10427 S River Heights Dr., South Jordan, UT 84095 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2016 | 10/2017 |
| Northeestern Mutual Investment Services Llc | Salt Lake City | UT | 02/2016 | 01/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2016 | 10/2017 |
| Todd Grabner | Salt Lake City | UT | 10/2017 | 05/2025 |
| Lpl Financial Llc | Salt Lake City | UT | 05/2025 | Present |
| Cuso Financial Services, L.P. | Salt Lake City | UT | 02/2020 | 05/2025 |
1) 05/15/2025 - America First Investment Services - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 16-MAY-25 - 160 Hrs/Mth - 160 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-05-21 |
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