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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Cincinnati | OH | 12/2015 | 10/2017 |
| Camp Nokomis Maine, Llc | Cincinnati | OH | 09/2016 | Present |
| Maine Business Retreat, Llc | Cincinnati | OH | 02/2016 | Present |
| Transamerica Financial Advisors, Llc | Calabasas | CA | 11/2018 | Present |
| Wfgia | Cincinnati | OH | 05/2014 | Present |
| Five C Properties, Llc | Cincinnati | OH | 06/2018 | Present |
| William F. Mitchell, Llc | Cincinnati | OH | 05/2007 | Present |
| New Horizons, Llc | Cincinnati | OH | 01/2018 | Present |
| Wealthwave | Cincinnati | OH | 10/2017 | Present |
| Chance For All, Llc | Cincinnati | OH | 12/2020 | Present |
| Wealthwave Insurance Agency Llc | Alpharetta | GA | 03/2026 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Wealthwave | marketing | yes investment related | 10/2017 | Cincinnati OH | co-brand company MAINE BUSINESS RETREAT, LLC/Investment Related - Yes/75 Rioux Lane Surry, ME 04684 /Rental property. It is just land. We are not renting it. We plan on putting cabins on it at a later date./Manager/04.2016/2/0/Paying the bills, and oversee the properties. CAMP NOKOMIS, LLC/Investment Related - Yes/75 Rioux Lane Surry, ME 04684/Real Estate. It is for business retreats. Not currently renting, but will be rented on AirBNB in the future./Manager/09.2016/2/0/Paying Bills. Overseeing the property. FIVE C PROPERTIES, LLC/Investment Related - Yes/11421 Chester Road Cincinnati, OH 45246/Real Estate. Single family rental homes./Manager/06.2018/2/0/Paying Bills. Overseeing the properties. WILLIAM F. MITCHELL, LLC/Investment Related - No/11972 Grandstone Lane Cincinnati, OH 45249 513-373-1983/Administration/Administrator/05.2007/40/40/Administrative duties New Horizons, LLC/Yes/4164 Eddystone Dr. Cincinnati, OH 45251; Member; 1/01/2018; Rental Property; 0 hrs/month; 0 hrs during sec. trading; no duties;approved with restrictions CHANCE FOR ALL, LLC POSITION: Managing Member NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/16/2020 ADDRESS: 11421 Chester Road, Cincinnati OH 45249, United States DESCRIPTION: I spend roughly 1 hour a month on this outside of business hours. WEALTHWAVE INSURANCE AGENCY LLC POSITION: Member NATURE: Group Health, Group Life and Medicare Insurance Agency INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 03/02/2026 ADDRESS: 190 Bluegrass Valley PKWY, Alpharetta GA 30005-0000, United States DESCRIPTION: Administrative Tasks
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-03-01 |
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