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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-09-21
CA RA APPROVED 2016-09-19
  • TX RA
    APPROVED
    Since 2016-09-21
  • CA RA
    APPROVED
    Since 2016-09-19

Branch Locations

555 Capitol Mall, Sacramento, CA 95814 • United States

555 California St Pbig - San Francisco, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Palo Alto CA 12/2015 Present
Bank Of America, N.A. Palo Alto CA 06/2016 Present
Other Businesses

I*4573278, Entity Type: Entity For Profit, Name of OBA: Mercor, Address: San Francisco, California, 94105, Investment Related: N, Position, Title, Association: Consultant/Independent Contractor, Employee Start Date: 05/15/2026, No Hours: 5 Weekly, No Hours during Trading: 0 Weekly, Duties: Serve as a project-based consultant reviewing AI prompts and responses for accuracy, Training AI Models

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-16
  • S66 Uniform Combined State Law Examination
    2016-09-16
Other Names
  • Derek Nay Myo Naing
  • Derek N Chin

View on SEC IAPD

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