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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-03-24
NJ RA APPROVED 2017-02-17
  • TX RA
    APPROVED
    Since 2017-03-24
  • NJ RA
    APPROVED
    Since 2017-02-17

Branch Locations

1415 Hooper Ave, Toms River, NJ 08753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Toms River NJ 12/2015 09/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 01/2017 Present
Unemployed Howell NJ 09/2016 01/2017
Bank Of America, N.A. Pennington NJ 03/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-28
  • S66 Uniform Combined State Law Examination
    2016-10-28
Other Names
  • Christophe Santopietro
  • Chris Santopietro
  • Christopher John Santopietro

View on SEC IAPD

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