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2700 N Central Ave Suite 1200, Phoenix, AZ 85004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-14 |
| IA | RA | APPROVED | 2024-06-28 |
Branch Locations
1776 Pleasant Plain Road, Fairfield, IA 52556 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2015 | 11/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2016 | 04/2024 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2017 | 04/2024 |
| Thimbleberry Financial | Portland | OR | 11/2023 | 04/2024 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2024 | Present |
| Bridgeport Financial Solutions | Fairfield | IA | 06/2024 | Present |
1. Whatsoever You Do, Inc. Ottumwa IA 52501, United States, 04/01/2024, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 10 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-22 |
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