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Mitchell Scott Clark

Horter Investment Management, LLC

Cincinnati, OH

CRD 6594821

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Employer firm

Horter Investment Management, LLC CRD 119880

$314M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Horter Investment Management, Llc

11726 Seven Gables Rd Symmes Township, Cincinnati, OH 45249 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-08-01
  • OH RA
    APPROVED
    Since 2025-08-01

Branch Locations

11726 Seven Gables Rd Symmes Township, Cincinnati, OH 45249 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Grant Street Wealth Management, Ltd. Columbus OH 12/2015 02/2021
Pinch Consultants, Llc Columbus OH 11/2019 12/2022
Horter Investment Management, Llc Cincinnati OH 07/2025 Present
Mons Capital Group, Llc Cincinnati OH 02/2021 Present
Previous Registrations
Other Businesses

Horter Financial Strategies, Licensed Insurance Agent/Producer Start Date: 8/1/2025 - Present Business Address: 11726 Seven Gables Rd, Symmes Township Cincinnati OH 45249 Hours/Month Devoted: 10 hours Number of hours devoted during securities trading hours: 5 hours per month Responsible for identifying appropriate insurance solutions tailored to each client's needs, including Health, Life, and Long-Term Care coverage. Duties include assessing client risk profiles, providing personalized policy recommendations, and managing the contracting and enrollment process. All services are provided strictly on a client-request basis, with no solicitation of insurance business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-17
  • S65 Uniform Investment Adviser Law Examination
    2015-09-17

View on SEC IAPD

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