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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2022-09-23 |
| NY | RA | APPROVED | 2022-09-23 |
| TX | RA | APPROVED | 2022-09-23 |
Branch Locations
2801 Hwy 280 S Ste 1-400, Birmingham, AL 35223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Birmingham | AL | 05/2016 | 08/2022 |
| Wells Fargo Clearing Services, Llc | Birmingham | AL | 08/2022 | Present |
VULCAN BLUE LLC DBA AUQA-TOTS SWIM SCHOOL, NOT INV RELATED, HOOVER, AL, 50% OWNERSHIP, START 5/7/2023, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING, ASSIST IN BUDGETING AND BOOKKEEPING FOR SWIM SCHOOL. CO-PERSONAL REP FOR MOTHER, INV RELATED, BIRMINGHAM, AL, START 12/5/2022, 3 HRS/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-29 |
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