Leslie Maria Figone

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-12-03
CA	RA	APPROVED	2020-11-24

TX RA
APPROVED

Since 2020-12-03
CA RA
APPROVED

Since 2020-11-24

Branch Locations

225 West Santa Clara Street Suite 900, San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	San Jose	CA	06/2009	Present

06/2009 → Present

Morgan Stanley

San Jose, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-11-24
S63	Uniform Securities Agent State Law Examination	2019-06-27

S65 Uniform Investment Adviser Law Examination

2020-11-24
S63 Uniform Securities Agent State Law Examination

2019-06-27

Other Names

Leslie Maria Figone
Leslie Maria Bunge

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

EQUITABLE ADVISORS, LLC

ROLO VENTURES MANAGEMENT LLC

TIGER & BULLDOG MANAGEMENT, LLC

HICKOK ADVISORY, LLC

Other Investors

Bianca N. Cross

Jonathan A Stoft

BEN Wolff KRUGMAN

DANIEL ROY OWENS

Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA

PFG ADVISORS · San Jose, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA

WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA

EQUITABLE ADVISORS, LLC · CAMPBELL, CA

ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

More in San Jose, CA

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