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Taylor Collin Reed

LPl Enterprise, LLC

San Jose, CA

Roseville, CA

CRD 6594184

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14

Branch Locations

1731 Technology Dr Suite 600, San Jose, CA 95110 • United States

2998 Douglas Blvd Suite 200, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Roseville CA 12/2015 11/2024
Western Mortgage Services, Inc. Sacramento CA 01/2014 07/2020
The Prudential Insurance Company Of America Roseville CA 01/2016 Present
Lpl Enterprise, Llc Roseville CA 11/2024 Present
  • 12/2015 → 11/2024
    Pruco Securities Llc
    Roseville, CA
  • 01/2014 → 07/2020
    Western Mortgage Services, Inc.
    Sacramento, CA
  • 01/2016 → Present
    The Prudential Insurance Company Of America
    Roseville, CA
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Roseville, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-30
S63 Uniform Securities Agent State Law Examination 2016-01-11
  • S65 Uniform Investment Adviser Law Examination
    2016-06-30
  • S63 Uniform Securities Agent State Law Examination
    2016-01-11

View on SEC IAPD

Nearby Firms

J.P. MORGAN SECURITIES LLC
PFG ADVISORS
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Nearby Investors

Ryan Leiby
Adrian Baker
Bianca N. Cross

Nearby Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA

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