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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-11-29 |
| TX | RA | APPROVED | 2017-07-19 |
| VA | RA | APPROVED | 2017-07-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Brokerage Services, Inc | Parkersburg | WV | 09/2016 | 06/2017 |
| United Bank | Parkersburg | WV | 09/2015 | 09/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Vienna | VA | 07/2017 | 03/2020 |
| Bank Of America, N.A. | Encino | CA | 05/2020 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Encino | CA | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-03 |
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