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Joanne Susan Rose

Hantz Financial Services, Inc.

Midland, MI

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Current Employers
Hantz Financial Services, Inc.

26200 American Drive Fifth Floor, Southfield, MI 48034 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2017-11-14
  • MI RA
    APPROVED
    Since 2017-11-14

Branch Locations

2205 Ridgewood Drive, Midland, MI 48642 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western And Southern Life Saginaw MI 06/2015 09/2016
W&S Brokerage Service Cincinnati OH 04/2016 09/2016
Axa Advisors, Llc New York NY 10/2016 07/2017
Hantz Financial Services Midland MI 07/2017 Present
  • 06/2015 → 09/2016
    Western And Southern Life
    Saginaw, MI
  • 04/2016 → 09/2016
    W&S Brokerage Service
    Cincinnati, OH
  • 10/2016 → 07/2017
    Axa Advisors, Llc
    New York, NY
  • 07/2017 → Present
    Hantz Financial Services
    Midland, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-23
S63 Uniform Securities Agent State Law Examination 2016-07-19
  • S65 Uniform Investment Adviser Law Examination
    2017-10-23
  • S63 Uniform Securities Agent State Law Examination
    2016-07-19
Other Names
  • Joanne Susan Swartz

View on SEC IAPD

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Other Investors

SHANNON MARIE ASTRIKE
Lexi Marie Astrike
Amee Marie Hughes
Jonathan Robert Laundra
Tara Lee Stensrud
Stephanie Gene Siler
McKenzie Paul-David Lee
THOMAS CARL LANNING

Other Offices

CETERA INVESTMENT ADVISERS LLC · MIDLAND, MI
EDWARD JONES · MIDLAND, MI
AVANTAX PLANNING PARTNERS, INC. · Midland, MI
EDWARD JONES · MIDLAND, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Midland, MI
HANTZ FINANCIAL SERVICES, INC. · Midland, MI
HANTZ FINANCIAL SERVICES, INC. · MIDLAND, MI
HANTZ FINANCIAL SERVICES, INC. · MIDLAND, MI

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