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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-10-07 |
| TX | RA | APPROVED | 2024-10-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co. | Wichita | KS | 12/2015 | 10/2024 |
| Nylife Securities Llc | Wichita | KS | 03/2016 | 10/2024 |
| Hoover Financial Group | Wichita | KS | 12/2019 | Present |
| Eagle Strategies Llc | Wichita | KS | 12/2022 | 10/2024 |
| Lpl Financial | Wichita | KS | 10/2024 | Present |
1 - 09/19/2024 - Buffalo Grove Development Group, LLC - Real Estate Rental/Development - Inv Related - 1 Hour/Month - KS 67230 - OBA Start Date: 02/15/2021. 2 - 09/19/2024 - HOOVER FINANCIAL GROUP - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 8 Hours During Trading - At reported business location(s). 3 - 09/19/2024 - IM Business Holdings LLC - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 90 Hours/Month - KS 67202 - OBA Start Date: 07/15/2020. 4 - 09/19/2024 - 320 PARTNERS LLC - Real Estate Rental - Inv Related - 1 Hour/Month - KS 67502 - OBA Start Date: 01/15/2020. 5 - 09/19/2024 - CI Investment Group - Real Estate Rental - Inv Related - 1 Hour/Month - KS 67135 - OBA Start Date: 05/15/2022. 6 - 09/19/2024 - ASHBROKERAGE - Non-Variable Insurance - Inv Related - 90 Hours/Month - KS 67202 - OBA Start Date: 07/15/2019. 7- 06/29/2026 - tKb Enterprises - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Wichita, KS - Start Date 05/26/2026 - 5 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-21 |
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