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Daniel Patrick Bernabe

LPl Financial LLC

Winston-Salem, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-05-15
TX RA APPROVED_RES 2025-05-15
  • NC RA
    APPROVED
    Since 2025-05-15
  • TX RA
    APPROVED_RES
    Since 2025-05-15

Branch Locations

1691 Westbrook Plaza Drive, Winston-Salem, NC 27103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, Lp San Diego CA 04/2011 Present
Allegacy Federal Credit Union Winston-Salem NC 04/2011 Present
Lpl Financial Llc Winston-Salem NC 05/2025 Present
  • 04/2011 → Present
    Cuso Financial Services, Lp
    San Diego, CA
  • 04/2011 → Present
    Allegacy Federal Credit Union
    Winston-Salem, NC
  • 05/2025 → Present
    Lpl Financial Llc
    Winston-Salem, NC
Previous Registrations
  • 2011-05-02 → 2025-05-15
    Cuso Financial Services, L.P.
    Winston Salem, NC
    Winston-Salem, NC
    Winston Sale, NC
    Kernersville, NC
    Winston Salem, NC
    Winston-Salem, NC
    Winston-Salem, NC
    Winston Salem, NC
  • 2007-10-12 → 2011-02-14
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
    Winston Salem, NC
  • 2005-01-26 → 2007-10-22
    Ubs Financial Services Inc.
    Winston-Salem, NC
    Winston - Salem, NC
Other Businesses

1) 2026-04-22 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Allegacy Wealth Management - DBA for LPL Business (entity for LPL business) - Y - 160 - 160 - at reported business location(s) - 2025-04-30 - DBA for LPL Business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-25
  • S66 Uniform Combined State Law Examination
    2005-01-25
Other Names
  • Daniel Bernabe

View on SEC IAPD

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Other Offices

SALEM INVESTMENT COUNSELORS INC · WINSTON SALEM, NC
JT STRATFORD, LLC · WINSTON-SALEM, NC
DARDA FINANCIAL · WINSTON-SALEM, NC
FIRST CITIZENS INVESTOR SERVICES, INC. · WINSTON-SALEM, NC
CETERA INVESTMENT ADVISERS LLC · WINSTON-SALEM, NC
PRINCIPAL SECURITIES, INC. · WINSTON SALEM, NC
PARK AVENUE SECURITIES LLC · WINSTON-SALEM, NC
VIRTUE CAPITAL MANAGEMENT, LLC · WINSTON-SALEM, NC

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