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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2016-05-09 |
Branch Locations
500 2Nd Ave. North, Fargo, ND 58102 • United States
Mapleton, ND • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Fargo | ND | 12/2015 | Present |
| Gate City Investment Services | Fargo | ND | 12/2015 | Present |
1. 11/8/2018 - Gate City Bank - DBA: Gate City Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/29/2018 - 160 Hours Per Month/120 Hours During Securities Trading. 2. 12/3/2021 - Gate City Bank - Not Investment Related - At Reported Business Location(s) - Financial Institution Duty - Investment Strategist - Started 01/01/2021 - 4 Hours Per Month/2 Hours During Securities Trading - Provide an economic update on a biweekly basis to the Asset/Liability Committee of Gate City Bank. 3. 12/20/2021 - Gate City Financial Services Investment Committee - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Started 11/10/2021 - 4 Hours Per Month/1 Hour During Securities Trading. 4) 03/28/2025 - Gate City Bank - Investment Related - Financial Institution Duty - At Reported Business Location(s) - Start Date:03/26/2025 - 5 Hrs/Mth - 1 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-29 |
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