Archie Bartholomew Gaither

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2017 → 03/2018
  Charles Schwab
  Indianapolis, IN
• 01/2017 → 03/2017
  Jp Morgan Securities
  Newark, DE
• 04/2016 → 01/2017
  Northwestern Mutual Investment Services
  Chicago, IL
• 02/2016 → 01/2017
  Zack Wallace
  Chicago, IL
• 04/2018 → 02/2019
  James Hammond
  Indianapolis, IN
• 04/2018 → 09/2022
  Northwestern Mutual Investment Services Llc
  Indianapolis, IN
• 08/2016 → 01/2017
  Sean Pickett
  Chicago, IL
• 06/2016 → 01/2017
  Eric Fenton
  Chicago, IL
• 02/2019 → 09/2022
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 04/2019 → 09/2022
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 08/2019 → 05/2021
  Metropolitan Youth Orchestra
  Indianapolis, IN
• 09/2022 → Present
  Schwab Wealth Advisory Inc
  Indianapolis, IN
• 09/2022 → Present
  Charles Schwab & Co., Inc.
  Indianapolis, IN

Previous Registrations

• 2018-04-09 → 2022-09-15
  Northwestern Mutual Investment Services, Llc
  Indianapolis, IN
• 2018-03-05 → 2018-03-28
  Charles Schwab & Co., Inc.
  Indianapolis, IN

Exams

• S66 Uniform Combined State Law Examination
  2018-03-05
• S63 Uniform Securities Agent State Law Examination
  2016-11-17

Designations

• Certified Financial Planner

Other Names

• Aj B Gaither
• Archie Bartholomew Gaither
• Archie B Gaither
• Archie B Gaither
• Aj Gaither
• Aj Gaither
• Archie Bartholomew Gaither