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Alex Robert Graesser

Empower Advisory Group, LLC

Greenwood Village, CO

CRD 6592782

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-04-03
  • IA RA
    APPROVED
    Since 2023-04-03

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2016 01/2019
Northwestern Mutual Investment Services Llc Coralville IA 12/2016 05/2021
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2017 01/2019
Bradley Schooler Coralville IA 01/2019 05/2021
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2019 05/2021
Personal Capital Advisors Corporation Coralville IA 06/2021 Present
Empower Advisory Group, Llc Greenwood Village CO 04/2023 Present
  • 01/2016 → 01/2019
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 12/2016 → 05/2021
    Northwestern Mutual Investment Services Llc
    Coralville, IA
  • 05/2017 → 01/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2019 → 05/2021
    Bradley Schooler
    Coralville, IA
  • 03/2019 → 05/2021
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 06/2021 → Present
    Personal Capital Advisors Corporation
    Coralville, IA
  • 04/2023 → Present
    Greenwood Village, CO
Previous Registrations
  • 2021-06-10 → 2023-04-03
    Personal Capital Advisors Corporation
    Homestead, IA
    Greenwood Village, CO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-03-04
  • S63 Uniform Securities Agent State Law Examination
    2017-03-04
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant
Other Names
  • Alex Robert Graesser

View on SEC IAPD

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