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Vince Xuan Vu

Rbc Rochdale, LLC

Beverly Hills, CA

New York, NY

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Current Employers
Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-13
CA RA APPROVED 2018-12-07
  • TX RA
    APPROVED_RES
    Since 2025-02-13
  • CA RA
    APPROVED
    Since 2018-12-07

Branch Locations

400 N Roxbury Dr 6Th Floor, Beverly Hills, CA 90210 • United States

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City National Rochdale Beverly Hills CA 12/2015 Present
  • 12/2015 → Present
    City National Rochdale
    Beverly Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-07
  • S66 Uniform Combined State Law Examination
    2018-12-07
Other Names
  • Vince Vu

View on SEC IAPD

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