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Current Employers
Foundations Investment Advisors Llc

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-22
TX RA APPROVED_RES 2026-07-08
  • FL RA
    APPROVED
    Since 2026-07-22
  • TX RA
    APPROVED_RES
    Since 2026-07-08

Branch Locations

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

15701 S Tamiami Trail Suite 200, Fort Myers, FL 33908 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Buffalo NY 01/2016 05/2017
Axa Advisors, Llc New York NY 05/2017 10/2019
Guardian Life Insurance Co Of America Melville NY 11/2019 11/2023
Park Avenue Securities, Llc Melville NY 03/2020 11/2023
Walser Wealth Management Tampa FL 11/2023 05/2025
Forest Hills Financial Group Melville NY 01/2020 10/2023
Oxford Wealth Group Orlando FL 06/2025 06/2026
Foundations Investment Advisors, Llc Fort Myers FL 07/2026 Present
Noble Origin Advisory Co Fort Myers FL 06/2026 Present
  • 01/2016 → 05/2017
    Unemployed
    Buffalo, NY
  • 05/2017 → 10/2019
    Axa Advisors, Llc
    New York, NY
  • 11/2019 → 11/2023
    Guardian Life Insurance Co Of America
    Melville, NY
  • 03/2020 → 11/2023
    Park Avenue Securities, Llc
    Melville, NY
  • 11/2023 → 05/2025
    Walser Wealth Management
    Tampa, FL
  • 01/2020 → 10/2023
    Forest Hills Financial Group
    Melville, NY
  • 06/2025 → 06/2026
    Oxford Wealth Group
    Orlando, FL
  • 07/2026 → Present
    Fort Myers , FL
  • 06/2026 → Present
    Noble Origin Advisory Co
    Fort Myers, FL
Previous Registrations
Other Businesses

1) SYLVESTER JACOB CAPITAL; INVESTEMENT RELATED; 17030 BLUE RIDGE PL BRADENTON, FL 34211;RENTAL PROPERTY; PART OWNER; START DATE: 01/2017; 20 HRS/MONTH DEVOTED TO OTHER BUSINESS; 0 HRS DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HRS. SEARCHES FOR AND INVESTS IN PROPERTIES TO DEVELOP A RENTAL PROPERTY PORTFOLIO. 2) NOBLE ORIGIN ADVISORY CO; INVESTMENT RELATED; 15701 S TAMIAMI TRAIL SUITE 200 FORT MYERS, FL 33908; INSURANCE/ANNUITY SALES; INSURANCE AGENT; START DATE: 07/2026; 20 HRS/MONTH DEVOTED TO OTHER BUSINESS;20 HRS/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS; DUTIES INCLUDE PROVIDING INSURANCE AND ANNUITY SOLUTIONS, REVIEWING PLANS WITH CLIENTS,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-22
S63 Uniform Securities Agent State Law Examination 2017-06-16
  • S65 Uniform Investment Adviser Law Examination
    2023-08-22
  • S63 Uniform Securities Agent State Law Examination
    2017-06-16
Other Names
  • Jerry Sylvester

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