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4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-22 |
| TX | RA | APPROVED_RES | 2026-07-08 |
Branch Locations
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
15701 S Tamiami Trail Suite 200, Fort Myers, FL 33908 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Buffalo | NY | 01/2016 | 05/2017 |
| Axa Advisors, Llc | New York | NY | 05/2017 | 10/2019 |
| Guardian Life Insurance Co Of America | Melville | NY | 11/2019 | 11/2023 |
| Park Avenue Securities, Llc | Melville | NY | 03/2020 | 11/2023 |
| Walser Wealth Management | Tampa | FL | 11/2023 | 05/2025 |
| Forest Hills Financial Group | Melville | NY | 01/2020 | 10/2023 |
| Oxford Wealth Group | Orlando | FL | 06/2025 | 06/2026 |
| Foundations Investment Advisors, Llc | Fort Myers | FL | 07/2026 | Present |
| Noble Origin Advisory Co | Fort Myers | FL | 06/2026 | Present |
1) SYLVESTER JACOB CAPITAL; INVESTEMENT RELATED; 17030 BLUE RIDGE PL BRADENTON, FL 34211;RENTAL PROPERTY; PART OWNER; START DATE: 01/2017; 20 HRS/MONTH DEVOTED TO OTHER BUSINESS; 0 HRS DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HRS. SEARCHES FOR AND INVESTS IN PROPERTIES TO DEVELOP A RENTAL PROPERTY PORTFOLIO. 2) NOBLE ORIGIN ADVISORY CO; INVESTMENT RELATED; 15701 S TAMIAMI TRAIL SUITE 200 FORT MYERS, FL 33908; INSURANCE/ANNUITY SALES; INSURANCE AGENT; START DATE: 07/2026; 20 HRS/MONTH DEVOTED TO OTHER BUSINESS;20 HRS/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS; DUTIES INCLUDE PROVIDING INSURANCE AND ANNUITY SOLUTIONS, REVIEWING PLANS WITH CLIENTS,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-16 |
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