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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-12-22
  • TX RA
    APPROVED
    Since 2020-12-22

Branch Locations

1865 Highway 6 Suite 110, Sugar Land, TX 77478-5096 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Sugar Land TX 12/2015 Present
Charles Schwab Bank, Ssb Sugar Land TX 10/2021 Present
Other Businesses

Doordash | Investment Related: No | Food/Beverage Production | Dasher | Start date: 2024-02-02|Hours Per Month: Less than 20 | Hours Spent during Security Trading: 0 | Delivering Food Orders to Customers.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-22
S63 Uniform Securities Agent State Law Examination 2016-03-11
  • S66 Uniform Combined State Law Examination
    2020-12-22
  • S63 Uniform Securities Agent State Law Examination
    2016-03-11

View on SEC IAPD

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